Ashley John Hooper

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Simply IFA Limited

    FRN 711969

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Aug 2020)
    • [FCA CF] Client dealing (since 28 Aug 2020)
    • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (29 Oct 2014 to 1 Apr 2017)
  • Chantry Associates Limited (no longer approved here)

    FRN 213741

    • Employed By (7 Mar 2005 to 2 Dec 2005)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 27 Nov 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 27 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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