Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- CF1 Director (AR) (11 Feb 2009 to 16 May 2009)
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- CF22 Investment Adviser (Trainee) (10 Nov 2003 to 18 Aug 2006)
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- CF22 Investment Adviser (Trainee) (10 Nov 2003 to 18 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.