Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Antony Michael Palmieri
IRN AMP00036
- (839)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
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Antony Paul Papadopoulos
IRN APP00024
- (1437)CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2003)
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Antony Robinson
IRN AXR00150
- (1207)CF22 Investment Adviser (Trainee) (7 Feb 2005 to 12 Aug 2005)
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Arron Bardoe
IRN AXB01865
- (2078)CF22 Investment Adviser (Trainee) (10 Nov 2003 to 18 Aug 2006)
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Arthur Hunter
IRN AXH00164
- (483)CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
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Ashfaq Ramzan
IRN AAR00016
- (2079)CF22 Investment Adviser (Trainee) (6 Nov 2003 to 28 Feb 2005)
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Ashley Gendler
IRN GXA00042
- (299)CF1 Director (AR) (1 Dec 2001 to 16 Jan 2006)
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Ashley John Hooper
IRN AJH00123
- (2333)CF21 Investment Adviser (1 Dec 2001 to 27 Nov 2002)
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Ashok Kumar Vij
IRN AKV00002
- (588)CF21 Investment Adviser (3 Feb 2003 to 12 Mar 2004)
- (589)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Feb 2003)
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Austin Derek Brydon
IRN ADB00006
- (2585)CF21 Investment Adviser (1 Aug 2002 to 29 Dec 2006)
- (2584)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Aug 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Gloucester Promotions Ltd (no longer appointed)
FRN 185165 · Appointed 1 May 1994 · Until 15 Jul 2002
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Executive Finance & Management Services (no longer appointed)
FRN 176105 · Appointed 18 Apr 1994 · Until 6 Aug 2004
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Howick & Brooker Partnership Limited (no longer appointed)
FRN 175182 · Appointed 24 Mar 1994 · Until 1 Dec 2001
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Simon Blyth Estate Agents (Barnsley) (no longer appointed)
FRN 178329 · Appointed 18 Mar 1994 · Until 30 Oct 2004
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Connor Prince Estate Agents (no longer appointed)
FRN 176209 · Appointed 15 Mar 1994 · Until 26 Feb 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee