Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kevin Duncan Cameron Orr
IRN KDO01006
- (2955)CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
- (2954)CF22 Investment Adviser (Trainee) (13 Jun 2005 to 24 Mar 2006)
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Kevin Eric Archer
IRN KEA00003
- (2484)CF21 Investment Adviser (27 Feb 2007 to 29 Oct 2007)
- (2483)CF22 Investment Adviser (Trainee) (26 May 2005 to 27 Feb 2007)
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Kevin Francis Richardson
IRN KFR01009
- (1182)CF1 Director (AR) (30 Jul 2004 to 29 Oct 2007)
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Kevin James Dalton
IRN KJD00014
- (1004)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
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Kevin James Sinkfield
IRN KJS01110
- (1291)CF26 Customer Trading (26 May 2005 to 28 Jun 2005)
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Kevin John Grimwood
IRN KJG00016
- (2052)CF21 Investment Adviser (1 Dec 2001 to 2 Feb 2004)
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Kevin John Higgs
IRN KJH00015
- (2423)CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)
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Kevin John Hilton
IRN KJH00023
- (2055)CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2003)
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Kevin John Scrupps
IRN KXS00036
- (1817)CF4 Partner (AR) (1 Dec 2001 to 22 Jul 2002)
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Kevin John Stanton
IRN KJS00033
- (38)CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
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John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
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Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
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Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
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Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
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A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee