Kevin John Grimwood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EMET FINANCIAL SERVICES LIMITED

    FRN 773427

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 20 Apr 2026)
    • [FCA CF] Client dealing (since 20 Apr 2026)
    • Appointed representative dealing with clients for which they require qualification (14 Sep 2021 to 28 Dec 2023)
    • CF30 Customer (14 Sep 2021 to 24 Jan 2024)
    • [FCA CF] Client dealing (1 Mar 2021 to 28 Dec 2023)
    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 28 Dec 2023)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Feb 2004)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 2 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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