Kevin Duncan Cameron Orr

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Resolute Financial Advisers LLP

    FRN 708063

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (23 Oct 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (23 Oct 2015 to 8 Dec 2019)
    • CF4 Partner (23 Oct 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (23 Oct 2015 to 30 Sep 2018)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (30 Nov 2009 to 16 Sep 2010)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jun 2005 to 24 Mar 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jun 2005 to 24 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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