Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Succession Financial Management Limited
FRN 225831
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 May 2023)
- [FCA CF] Client dealing (since 9 May 2023)
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- [FCA CF] Functions requiring qualifications (9 May 2023 to 14 Apr 2026)
- [FCA CF] Client dealing (9 May 2023 to 14 Apr 2026)
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- (1)Employed By (8 Dec 2004 to 15 Jun 2007)
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- CF21 Investment Adviser (15 Jul 2004 to 15 Jun 2007)
- CF22 Investment Adviser (Trainee) (18 Aug 2003 to 15 Jul 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.