Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Neil Charles McLaughlin
IRN NCM00001
- (532)CF21 Investment Adviser (30 Apr 2007 to 29 Oct 2007)
- (531)CF22 Investment Adviser (Trainee) (22 Mar 2006 to 1 May 2007)
Neil Craig Bevan
IRN NCB00012
- (2926)CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2004)
Neil David Sinfield
IRN NDS00009
- (2767)CF1 Director (AR) (3 Aug 2007 to 29 Oct 2007)
- (2766)CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2003)
Neil George Dickey
IRN NGD00003
- (2064)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
Neil Graham
IRN NXG00026
- (1016)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Neil Irwin Heward
IRN NIH00002
- (1720)CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2002)
Neil Kempshall
IRN NXK00029
- (712)CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2003)
Neil Leslie Stevenson
IRN NLS00007
- (720)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Neil MacLeod Ross
IRN NMR00005
- (2937)CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2004)
- (2938)CF4 Partner (AR) (1 Dec 2001 to 13 Oct 2004)
Neil Marshall
IRN NSM01014
- (2234)[FCA CF] Material risk taker (9 Jul 2020 to 30 Sep 2022)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.