Neil MacLeod Ross

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • CF4 Partner (AR) (since 1 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 11 Dec 2012)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 6 Mar 2025)
    • CF1 Director (AR) (11 Dec 2012 to 6 Mar 2025)
  • McLeod Ross Financial Planning LLP

    FRN 958834

    • (4)Employed By (since 1 Dec 2021)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF4 Partner (AR) (1 Dec 2001 to 13 Oct 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2004)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF4 Partner (AR) (1 Dec 2001 to 13 Oct 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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