Neil George Dickey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pi Financial Ltd (no longer approved here)
FRN 186419
- [FCA CF] Functions requiring qualifications (1 Sep 2022 to 17 Mar 2023)
- [FCA CF] Manager of certification employee (1 Sep 2022 to 17 Mar 2023)
- [FCA CF] Client dealing (7 Feb 2022 to 31 Aug 2022)
Buchanan Johnston Flynn Limited (no longer approved here)
FRN 175588
- (1)Employed By (5 May 2005 to 4 Oct 2007)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)

Updates to this individual's record on the FCA register.

15 hours ago
controlled function removed: Employed By at Buchanan Johnston Flynn Limited
15 hours ago
controlled function added: (1)Employed By at Buchanan Johnston Flynn Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.