Neil Craig Bevan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NB Financial Solutions Ltd

    FRN 748732

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (10 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (10 Oct 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (10 Oct 2016 to 30 Sep 2018)
  • Radiant Financial Planning Limited (no longer approved here)

    FRN 192396

    • CF30 Customer (6 Oct 2008 to 5 Jun 2009)
  • Westerby Investment Management Limited (no longer approved here)

    FRN 125286

    • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
    • CF21 Investment Adviser (13 May 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Feb 2004 to 13 May 2004)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2004)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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