Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kevin Duncan Cameron Orr
IRN KDO01006
- (2955)CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
- (2954)CF22 Investment Adviser (Trainee) (13 Jun 2005 to 24 Mar 2006)
Kevin Eric Archer
IRN KEA00003
- (2484)CF21 Investment Adviser (27 Feb 2007 to 29 Oct 2007)
- (2483)CF22 Investment Adviser (Trainee) (26 May 2005 to 27 Feb 2007)
Kevin Francis Richardson
IRN KFR01009
- (1182)CF1 Director (AR) (30 Jul 2004 to 29 Oct 2007)
Kevin James Dalton
IRN KJD00014
- (1004)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Kevin James Sinkfield
IRN KJS01110
- (1291)CF26 Customer Trading (26 May 2005 to 28 Jun 2005)
Kevin John Grimwood
IRN KJG00016
- (2052)CF21 Investment Adviser (1 Dec 2001 to 2 Feb 2004)
Kevin John Higgs
IRN KJH00015
- (2423)CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)
Kevin John Hilton
IRN KJH00023
- (2055)CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2003)
Kevin John Scrupps
IRN KXS00036
- (1817)CF4 Partner (AR) (1 Dec 2001 to 22 Jul 2002)
Kevin John Stanton
IRN KJS00033
- (38)CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

Eastwood & Rayleigh Financial Services (no longer appointed)
FRN 214155 · Appointed 1 Dec 2001 · Until 20 Apr 2006
Bradshaw Associates 1 (no longer appointed)
FRN 157431 · Appointed 1 Dec 2001 · Until 14 Jul 2004
Diamond Asset Management Ltd (no longer appointed)
FRN 195589 · Appointed 1 Dec 2001 · Until 18 Nov 2002
Financial Advice Bureau.com Ltd (no longer appointed)
FRN 193972 · Appointed 1 Dec 2001 · Until 15 Mar 2004
Christopher John Ireland (no longer appointed)
FRN 178610 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Charles Derby Hayes Ltd (no longer appointed)
FRN 187785 · Appointed 1 Dec 2001 · Until 8 Nov 2004
Colin Watt Financial Services (no longer appointed)
FRN 137004 · Appointed 1 Dec 2001 · Until 13 Sep 2002
Ashwood Financial Services Ltd (no longer appointed)
FRN 176908 · Appointed 1 Dec 2001 · Until 3 Mar 2003
Ashton Financial Consultants Ltd (no longer appointed)
FRN 214144 · Appointed 1 Dec 2001 · Until 9 Jun 2003
FJ McCartney and Crawford (no longer appointed)
FRN 157480 · Appointed 1 Dec 2001 · Until 16 Jan 2003

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (3113)CF1 Director (AR)
1 day ago
controlled function added: (3112)CF21 Investment Adviser
1 day ago
controlled function added: (3111)CF30 Customer
1 day ago
controlled function added: (3110)CF21 Investment Adviser
1 day ago
controlled function added: (3109)CF21 Investment Adviser
1 day ago
controlled function added: (3108)[FCA CF] Significant management
1 day ago
controlled function added: (3107)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (3106)[FCA CF] Material risk taker
1 day ago
controlled function added: (3105)CF29 Significant management
1 day ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.