Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Antony Michael Palmieri
IRN AMP00036
- (839)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Antony Paul Papadopoulos
IRN APP00024
- (1437)CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2003)
Antony Robinson
IRN AXR00150
- (1207)CF22 Investment Adviser (Trainee) (7 Feb 2005 to 12 Aug 2005)
Arron Bardoe
IRN AXB01865
- (2078)CF22 Investment Adviser (Trainee) (10 Nov 2003 to 18 Aug 2006)
Arthur Hunter
IRN AXH00164
- (483)CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
Ashfaq Ramzan
IRN AAR00016
- (2079)CF22 Investment Adviser (Trainee) (6 Nov 2003 to 28 Feb 2005)
Ashley Gendler
IRN GXA00042
- (299)CF1 Director (AR) (1 Dec 2001 to 16 Jan 2006)
Ashley John Hooper
IRN AJH00123
- (2333)CF21 Investment Adviser (1 Dec 2001 to 27 Nov 2002)
Ashok Kumar Vij
IRN AKV00002
- (588)CF21 Investment Adviser (3 Feb 2003 to 12 Mar 2004)
- (589)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Feb 2003)
Austin Derek Brydon
IRN ADB00006
- (2585)CF21 Investment Adviser (1 Aug 2002 to 29 Dec 2006)
- (2584)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Andrew Glover Finance (no longer appointed)
FRN 201230 · Appointed 1 Jan 1994 · Until 5 Feb 2002
Legal & General Bank Ltd (no longer appointed)
FRN 191910 · Appointed 1 Jan 1994 · Until 1 Dec 2001
Wilkie and Hemmings (no longer appointed)
FRN 200881 · Appointed 1 Jan 1994 · Until 28 May 2004
Sharman Quigley & Faulkner (no longer appointed)
FRN 176326 · Appointed 1 Jan 1994 · Until 25 Apr 2006
Adam Kennedy Estate Agents (no longer appointed)
FRN 175095 · Appointed 1 Jan 1994 · Until 9 Jul 2002
Kingdom Properties Ltd (no longer appointed)
FRN 201183 · Appointed 1 Jan 1994 · Until 1 Dec 2001
Graham Butt Estate Agents (no longer appointed)
FRN 185852 · Appointed 1 Jan 1994 · Until 18 May 2004
Clive Gill Financial Services (no longer appointed)
FRN 175601 · Appointed 1 Jan 1994 · Until 25 Feb 2002
Adam Kennedy Nelson & Bowling Woodford (no longer appointed)
FRN 175139 · Appointed 25 Dec 1993 · Until 22 Jun 2005
Athertons Financial Services (no longer appointed)
FRN 175103 · Appointed 20 Dec 1993 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

23 hours ago
controlled function added: (3113)CF1 Director (AR)
23 hours ago
controlled function added: (3112)CF21 Investment Adviser
23 hours ago
controlled function added: (3111)CF30 Customer
23 hours ago
controlled function added: (3110)CF21 Investment Adviser
23 hours ago
controlled function added: (3109)CF21 Investment Adviser
23 hours ago
controlled function added: (3108)[FCA CF] Significant management
23 hours ago
controlled function added: (3107)[FCA CF] Manager of certification employee
23 hours ago
controlled function added: (3106)[FCA CF] Material risk taker
23 hours ago
controlled function added: (3105)CF29 Significant management
23 hours ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.