Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Karen Jane Whittard
IRN KJW00033
- (306)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2003)
Karen Rachel Smith
IRN KRS00029
- (539)CF21 Investment Adviser (19 Jan 2005 to 17 Sep 2006)
Karen Scott
IRN KXS00839
- (40)[FCA CF] Material risk taker (since 2 Mar 2026)
- (39)SMF18 Other Overall Responsibility (since 11 Jul 2025)
Karl Berry
IRN KXB00087
- (2666)CF21 Investment Adviser (19 Dec 2005 to 18 Aug 2006)
- (2665)CF22 Investment Adviser (Trainee) (8 Feb 2005 to 19 Dec 2005)
Karl Michael Tay
IRN KMT00011
- (1595)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Karl Waine
IRN KXW00056
- (448)CF21 Investment Adviser (25 Sep 2006 to 29 Oct 2007)
- (447)CF22 Investment Adviser (Trainee) (25 Oct 2005 to 25 Sep 2006)
Katherine Anne Rothwell
IRN KAR00013
- (2324)CF1 Director (AR) (1 Dec 2001 to 21 Mar 2005)
- (2323)CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2004)
Kathleen Evelyn Henry
IRN KEH00020
- (1556)CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
Kathleen Mary Mackay
IRN KXM00057
- (26)CF1 Director (AR) (27 Jun 2003 to 20 Jul 2004)
- (25)CF4 Partner (AR) (1 Dec 2001 to 27 Jun 2003)
Kathleen Mary Noble-Newton
IRN KMN00007
- (2290)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Oct 2005)
- (2289)CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2005)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.