Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Clive Collett
IRN CSC00011
- (2327)CF21 Investment Adviser (22 Dec 2004 to 16 Apr 2005)
Clive Denham Austerberry
IRN CDA00006
- (1281)CF1 Director (AR) (1 Dec 2001 to 23 Feb 2005)
Clive Ernest Jefferson
IRN CEJ01022
- (939)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Clive Graham Hancocks
IRN CGH00017
- (1641)CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2002)
Clive John Bailey
IRN CJB00074
- (1261)CF4 Partner (AR) (22 Jan 2002 to 27 Feb 2003)
Clive Motum
IRN CXM00126
- (1554)CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
Clive Richard Butler
IRN CRB00032
- (722)CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2003)
Clive Stuart Rothery
IRN CSR01052
- (1141)CF21 Investment Adviser (11 May 2006 to 29 Oct 2007)
- (1140)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 11 May 2006)
Clive Wilson Gardiner
IRN CWG00006
- (1255)CF21 Investment Adviser (13 Jan 2005 to 20 Apr 2005)
Colette Walker
IRN CXW00153
- (1383)CF4 Partner (AR) (1 Dec 2001 to 10 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

Michael Vickers & Company (no longer appointed)
FRN 201080 · Appointed 23 Dec 1997 · Until 24 Apr 2003
Johnson's Financial Limited (no longer appointed)
FRN 186563 · Appointed 19 Dec 1997 · Until 15 Jan 2007
Lucas Financial Services (no longer appointed)
FRN 201126 · Appointed 11 Dec 1997 · Until 13 May 2003
Hobbs & Partners (no longer appointed)
FRN 186451 · Appointed 8 Dec 1997 · Until 11 Feb 2004
Derek Hale (no longer appointed)
FRN 185539 · Appointed 1 Dec 1997 · Until 1 Sep 2004
Financial Solutions (and Associates) Limited (no longer appointed)
FRN 201107 · Appointed 1 Dec 1997 · Until 1 Dec 2001
Fleetwood Mortgage & Sales Centre (no longer appointed)
FRN 201093 · Appointed 15 Nov 1997 · Until 7 Jul 2003
Century 21 Lombard Estates (no longer appointed)
FRN 201173 · Appointed 14 Nov 1997 · Until 1 Dec 2001
Hunter Campbell (no longer appointed)
FRN 187252 · Appointed 6 Nov 1997 · Until 10 Apr 2003
Peter Mooney Estate Agents (no longer appointed)
FRN 201209 · Appointed 1 Nov 1997 · Until 27 Aug 2002

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
14 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
14 hours ago
controlled function added: (4)[FCA CF] Client dealing
14 hours ago
controlled function added: (3)[FCA CF] Material risk taker
14 hours ago
controlled function added: (2)[FCA CF] Client dealing
14 hours ago
controlled function added: (1)[FCA CF] Material risk taker
14 hours ago
controlled function added: (3137)CF4 Partner (AR)
14 hours ago
controlled function added: (3136)CF21 Investment Adviser
14 hours ago
controlled function added: (3135)CF1 Director
14 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.