Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Antony Michael Palmieri
IRN AMP00036
- (839)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Antony Paul Papadopoulos
IRN APP00024
- (1437)CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2003)
Antony Robinson
IRN AXR00150
- (1207)CF22 Investment Adviser (Trainee) (7 Feb 2005 to 12 Aug 2005)
Arron Bardoe
IRN AXB01865
- (2078)CF22 Investment Adviser (Trainee) (10 Nov 2003 to 18 Aug 2006)
Arthur Hunter
IRN AXH00164
- (483)CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
Ashfaq Ramzan
IRN AAR00016
- (2079)CF22 Investment Adviser (Trainee) (6 Nov 2003 to 28 Feb 2005)
Ashley Gendler
IRN GXA00042
- (299)CF1 Director (AR) (1 Dec 2001 to 16 Jan 2006)
Ashley John Hooper
IRN AJH00123
- (2333)CF21 Investment Adviser (1 Dec 2001 to 27 Nov 2002)
Ashok Kumar Vij
IRN AKV00002
- (588)CF21 Investment Adviser (3 Feb 2003 to 12 Mar 2004)
- (589)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Feb 2003)
Austin Derek Brydon
IRN ADB00006
- (2585)CF21 Investment Adviser (1 Aug 2002 to 29 Dec 2006)
- (2584)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Paul Davey & Co (Nottingham) Limited (no longer appointed)
FRN 178077 · Appointed 17 Jun 1994 · Until 1 May 2003
JW Wood (Estate Agents) Ltd (no longer appointed)
FRN 175986 · Appointed 8 Jun 1994 · Until 20 Jan 2005
Parkers Estate Agents (no longer appointed)
FRN 175418 · Appointed 1 Jun 1994 · Until 7 Jul 2004
Kirkham Hulse Financial Consultants (no longer appointed)
FRN 175960 · Appointed 1 Jun 1994 · Until 9 Jan 2004
Esq Financial Planning (no longer appointed)
FRN 175802 · Appointed 1 Jun 1994 · Until 5 May 2004
CJ Hole Estate Agents (no longer appointed)
FRN 175925 · Appointed 1 Jun 1994 · Until 20 Apr 2006
J H Gooderson (no longer appointed)
FRN 175295 · Appointed 31 May 1994 · Until 9 Jun 2003
Whitegates Estate Agency (no longer appointed)
FRN 176665 · Appointed 24 May 1994 · Until 29 Apr 2003
Whitegates Estate Agents (no longer appointed)
FRN 176663 · Appointed 23 May 1994 · Until 29 Apr 2003
Mercia Estates (no longer appointed)
FRN 175234 · Appointed 11 May 1994 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
14 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
14 hours ago
controlled function added: (4)[FCA CF] Client dealing
14 hours ago
controlled function added: (3)[FCA CF] Material risk taker
14 hours ago
controlled function added: (2)[FCA CF] Client dealing
14 hours ago
controlled function added: (1)[FCA CF] Material risk taker
14 hours ago
controlled function added: (3137)CF4 Partner (AR)
14 hours ago
controlled function added: (3136)CF21 Investment Adviser
14 hours ago
controlled function added: (3135)CF1 Director
14 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.