Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Clive Collett
IRN CSC00011
- (2327)CF21 Investment Adviser (22 Dec 2004 to 16 Apr 2005)
Clive Denham Austerberry
IRN CDA00006
- (1281)CF1 Director (AR) (1 Dec 2001 to 23 Feb 2005)
Clive Ernest Jefferson
IRN CEJ01022
- (939)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Clive Graham Hancocks
IRN CGH00017
- (1641)CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2002)
Clive John Bailey
IRN CJB00074
- (1261)CF4 Partner (AR) (22 Jan 2002 to 27 Feb 2003)
Clive Motum
IRN CXM00126
- (1554)CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
Clive Richard Butler
IRN CRB00032
- (722)CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2003)
Clive Stuart Rothery
IRN CSR01052
- (1141)CF21 Investment Adviser (11 May 2006 to 29 Oct 2007)
- (1140)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 11 May 2006)
Clive Wilson Gardiner
IRN CWG00006
- (1255)CF21 Investment Adviser (13 Jan 2005 to 20 Apr 2005)
Colette Walker
IRN CXW00153
- (1383)CF4 Partner (AR) (1 Dec 2001 to 10 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

Cardens Estate Agents (no longer appointed)
FRN 201275 · Appointed 2 Dec 1998 · Until 1 Dec 2001
Hampshire & Helmn Estate Agents (no longer appointed)
FRN 201210 · Appointed 27 Nov 1998 · Until 19 Dec 2001
Nicholas Estate Agents (no longer appointed)
FRN 192828 · Appointed 11 Nov 1998 · Until 20 Jun 2003
Mortgage Choices Limited (no longer appointed)
FRN 201257 · Appointed 5 Nov 1998 · Until 16 May 2003
Gold Snapes Residential (no longer appointed)
FRN 188958 · Appointed 2 Oct 1998 · Until 19 Jul 2002
Hazelwood Financial Services (no longer appointed)
FRN 189036 · Appointed 1 Oct 1998 · Until 1 Oct 2003
Countryside Estates (South) Limited (no longer appointed)
FRN 201325 · Appointed 21 Sep 1998 · Until 17 May 2002
Thomas Estate (no longer appointed)
FRN 188044 · Appointed 11 Sep 1998 · Until 4 Mar 2003
John P Kaylor (no longer appointed)
FRN 201181 · Appointed 1 Sep 1998 · Until 10 Aug 2004
Harding's Estate Agents (no longer appointed)
FRN 201171 · Appointed 1 Sep 1998 · Until 22 May 2003

Updates to this firm's record on the FCA register.

9 hours ago
controlled function added: (16)[FCA CF] Material risk taker
9 hours ago
controlled function added: (15)[FCA CF] Significant management
9 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
9 hours ago
controlled function added: (13)[FCA CF] Material risk taker
9 hours ago
controlled function added: (12)[FCA CF] Material risk taker
9 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
9 hours ago
controlled function added: (10)[FCA CF] Material risk taker
9 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
9 hours ago
controlled function added: (8)[FCA CF] Significant management
9 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.