Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Peter Topham
IRN MPT01066
- (2721)CF21 Investment Adviser (30 Apr 2007 to 27 Jul 2007)
- (2720)CF22 Investment Adviser (Trainee) (23 May 2006 to 1 May 2007)
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Mark Popple
IRN MWP00016
- (2676)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Mark Rea
IRN MXR01555
- (1596)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
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Mark Richard Cameron Mairs
IRN RMM00042
- (2277)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
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Mark Richard Hilton
IRN MRH00077
- (1367)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
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Mark Richard Townson
IRN MRT00017
- (542)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Mark Robert Gould
IRN MRG00026
- (849)CF21 Investment Adviser (28 Apr 2003 to 31 Jul 2007)
- (848)CF22 Investment Adviser (Trainee) (15 Apr 2003 to 28 Apr 2003)
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Mark Roderick Hughson
IRN MRH00045
- (2373)CF22 Investment Adviser (Trainee) (26 Apr 2006 to 2 Apr 2007)
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Mark Stewart Saving
IRN RXJ00044
- (2308)CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)
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Mark Sutton
IRN MXS00117
- (3007)CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
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Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
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Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
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Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
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TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
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BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
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The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function