Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kevin Duncan Cameron Orr
IRN KDO01006
- (2955)CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
- (2954)CF22 Investment Adviser (Trainee) (13 Jun 2005 to 24 Mar 2006)
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Kevin Eric Archer
IRN KEA00003
- (2484)CF21 Investment Adviser (27 Feb 2007 to 29 Oct 2007)
- (2483)CF22 Investment Adviser (Trainee) (26 May 2005 to 27 Feb 2007)
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Kevin Francis Richardson
IRN KFR01009
- (1182)CF1 Director (AR) (30 Jul 2004 to 29 Oct 2007)
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Kevin James Dalton
IRN KJD00014
- (1004)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
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Kevin James Sinkfield
IRN KJS01110
- (1291)CF26 Customer Trading (26 May 2005 to 28 Jun 2005)
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Kevin John Grimwood
IRN KJG00016
- (2052)CF21 Investment Adviser (1 Dec 2001 to 2 Feb 2004)
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Kevin John Higgs
IRN KJH00015
- (2423)CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)
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Kevin John Hilton
IRN KJH00023
- (2055)CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2003)
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Kevin John Scrupps
IRN KXS00036
- (1817)CF4 Partner (AR) (1 Dec 2001 to 22 Jul 2002)
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Kevin John Stanton
IRN KJS00033
- (38)CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
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Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
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Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
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Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
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TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
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BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
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The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function