Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Graham Newitt
IRN GTN00003
- (1953)CF1 Director (26 Oct 2006 to 19 Jan 2008)
Graham Peter Salloway
IRN GPS00018
- (1794)CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2002)
Graham Stanley Bromwich
IRN GSB00015
- (1913)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Graham Westrope
IRN GXW00108
- (1848)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Graham Williams
IRN GXW00085
- (1688)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2003)
Grant Stuart Connell
IRN GSC01067
- (2693)CF21 Investment Adviser (5 Jun 2006 to 21 Jul 2006)
- (2692)CF22 Investment Adviser (Trainee) (30 Jun 2005 to 5 Jun 2006)
Grant Warwick Pickin
IRN GWP00010
- (2498)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
Gregg Harding
IRN GXH00191
- (2248)CF21 Investment Adviser (31 Mar 2006 to 21 Jan 2007)
- (2247)CF22 Investment Adviser (Trainee) (12 Apr 2005 to 31 Mar 2006)
Gregory John Abbott
IRN GJA00011
- (2742)CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2004)
Gregory Jones
IRN GXJ00045
- (1657)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

First Residential (no longer appointed)
FRN 195593 · Appointed 26 Apr 2001 · Until 20 Mar 2002
Whitegates (no longer appointed)
FRN 201990 · Appointed 25 Apr 2001 · Until 1 May 2003
Stephen Dickson (no longer appointed)
FRN 195528 · Appointed 24 Apr 2001 · Until 19 Aug 2004
Elysium Properties Ltd (no longer appointed)
FRN 202005 · Appointed 24 Apr 2001 · Until 15 Nov 2002
Adams & Jones Estate Agents (no longer appointed)
FRN 195546 · Appointed 23 Apr 2001 · Until 28 Apr 2004
Morgan Hampton Estate Agents (no longer appointed)
FRN 195544 · Appointed 23 Apr 2001 · Until 19 Dec 2001
Kinleigh (South East) Ltd (no longer appointed)
FRN 201991 · Appointed 23 Apr 2001 · Until 26 Mar 2003
William S Baxter (no longer appointed)
FRN 195545 · Appointed 23 Apr 2001 · Until 22 Mar 2002
Re/Max Ayrshire (no longer appointed)
FRN 195542 · Appointed 12 Apr 2001 · Until 17 Feb 2003
Vernon Building Society (no longer appointed)
FRN 195475 · Appointed 11 Apr 2001 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (16)[FCA CF] Material risk taker
14 hours ago
controlled function added: (15)[FCA CF] Significant management
14 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
14 hours ago
controlled function added: (13)[FCA CF] Material risk taker
14 hours ago
controlled function added: (12)[FCA CF] Material risk taker
14 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
14 hours ago
controlled function added: (10)[FCA CF] Material risk taker
14 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
14 hours ago
controlled function added: (8)[FCA CF] Significant management
14 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.