Graham Westrope

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

New Leaf Distribution Limited (no longer approved here)
FRN 460421
- CF30 Customer (6 Oct 2018 to 15 Sep 2020)
Spearpoint Consultants Limited (no longer approved here)
FRN 820898
- (1)Employed By (6 Oct 2018 to 15 Sep 2020)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (9 Jun 2011 to 8 May 2012)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (16 Feb 2011 to 1 May 2011)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.