Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Original Holloway Friendly Society Limited (no longer approved here)

    FRN 109986

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 16 Dec 2021)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF29 Significant management (1 Nov 2007 to 6 Apr 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Oct 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (15 Feb 2005 to 22 Jun 2005)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 22 Jun 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (26 Oct 2006 to 19 Jan 2008)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (19 Jan 2005 to 8 Nov 2006)
    • Responsible for Insurance Mediation (14 Jan 2005 to 15 Feb 2005)
    • CF3 Chief Executive (31 Oct 2004 to 8 Nov 2006)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 8 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.