Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan Edward Hodgson
IRN AEH01051
- (2117)CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)
- (2116)CF22 Investment Adviser (Trainee) (7 Feb 2006 to 24 Oct 2006)
Alan Edward Holt
IRN AEH00017
- (1243)CF21 Investment Adviser (11 Dec 2006 to 29 Oct 2007)
- (1242)CF22 Investment Adviser (Trainee) (10 Jan 2006 to 11 Dec 2006)
Alan Frank Powell
IRN AFP00009
- (357)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Alan George MacLean
IRN AGM00036
- (1567)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)
- (1568)CF4 Partner (AR) (1 Dec 2001 to 8 Oct 2004)
Alan George Robson
IRN AGR00010
- (412)CF1 Director (AR) (1 Dec 2001 to 16 Dec 2002)
Alan Hines
IRN AXH00061
- (2544)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (2543)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2003)
Alan James Alexander
IRN AJA00036
- (197)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Jan 2002)
Alan James Charles Kyle
IRN AJK00026
- (598)CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2002)
Alan James Howle
IRN AJH01370
- (956)CF4 Partner (AR) (1 Dec 2001 to 27 May 2004)
Alan James Laird
IRN AJL00007
- (2201)CF21 Investment Adviser (21 Sep 2002 to 29 Oct 2007)
- (2200)CF22 Investment Adviser (Trainee) (11 Mar 2002 to 21 Sep 2002)

Smaller firms operating under this firm's FCA authorisation.

Whitegates Estate Agency (no longer appointed)
FRN 200816 · Appointed 4 Jan 1993 · Until 1 Dec 2001
Christopher Marks (no longer appointed)
FRN 175183 · Appointed 4 Jan 1993 · Until 16 Jul 2002
Spire Estates & Financial Services (no longer appointed)
FRN 157358 · Appointed 2 Jan 1993 · Until 11 Nov 2004
Personal Investment Planning (no longer appointed)
FRN 159130 · Appointed 1 Jan 1993 · Until 11 Oct 2006
Wharmton Estates (no longer appointed)
FRN 176343 · Appointed 1 Jan 1993 · Until 1 Dec 2001
Clive James (Investments) Ltd (no longer appointed)
FRN 163855 · Appointed 1 Jan 1993 · Until 1 Sep 2003
Calvert & Co. Property, Sales & Letting (no longer appointed)
FRN 175851 · Appointed 1 Jan 1993 · Until 1 Dec 2001
W J Meade LLP (no longer appointed)
FRN 162442 · Appointed 26 Dec 1992 · Until 1 Dec 2001
Keith Ian Buntingford (no longer appointed)
FRN 160815 · Appointed 21 Dec 1992 · Until 5 Feb 2002
Greenles and Co (no longer appointed)
FRN 160630 · Appointed 14 Dec 1992 · Until 25 Jul 2003

Updates to this firm's record on the FCA register.

8 hours ago
controlled function added: (16)[FCA CF] Material risk taker
8 hours ago
controlled function added: (15)[FCA CF] Significant management
8 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
8 hours ago
controlled function added: (13)[FCA CF] Material risk taker
8 hours ago
controlled function added: (12)[FCA CF] Material risk taker
8 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
8 hours ago
controlled function added: (10)[FCA CF] Material risk taker
8 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
8 hours ago
controlled function added: (8)[FCA CF] Significant management
8 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.