Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NFU Mutual Select Investments Limited
FRN 582519
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (27 Jan 2014 to 31 Jul 2016)
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- CF30 Customer (10 Sep 2013 to 27 Jan 2014)
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- Employed By (10 Sep 2013 to 27 Jan 2014)
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- CF30 Customer (11 Jan 2010 to 6 Sep 2013)
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- CF21 Investment Adviser (24 Oct 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Feb 2006 to 24 Oct 2006)
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- CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Feb 2006 to 24 Oct 2006)
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- Employed By (22 Mar 2005 to 10 Oct 2005)
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- CF21 Investment Adviser (28 Apr 2004 to 25 Mar 2005)
- CF22 Investment Adviser (Trainee) (4 Feb 2003 to 28 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.