Alan Edward Holt

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (22 Feb 2010 to 29 Jun 2010)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (11 Dec 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Jan 2006 to 11 Dec 2006)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (11 Dec 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Jan 2006 to 11 Dec 2006)
Talbot Financial Services Limited (no longer approved here)
FRN 118804
- (1)Employed By (1 Dec 2001 to 19 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.