Alan James Laird

• AFH Independent Financial Services Limited

  FRN 216704

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 22 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 22 Aug 2024)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF1 Director (AR) (15 Jun 2018 to 2 Jul 2019)
  • CF30 Customer (15 Jun 2018 to 2 Jul 2019)
• Openwork Limited (no longer approved here)

  FRN 408285

  • CF30 Customer (27 Nov 2017 to 13 Apr 2018)
• Fairstone Financial Management Limited (no longer approved here)

  FRN 475973

  • CF30 Customer (3 Jan 2014 to 18 Nov 2014)
• 2 Plan Wealth Management Limited (no longer approved here)

  FRN 461598

  • CF30 Customer (24 May 2013 to 22 Nov 2013)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (21 Sep 2002 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (11 Mar 2002 to 21 Sep 2002)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (21 Sep 2002 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (11 Mar 2002 to 21 Sep 2002)

No changes recorded yet.