Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Neil Charles McLaughlin
IRN NCM00001
- (532)CF21 Investment Adviser (30 Apr 2007 to 29 Oct 2007)
- (531)CF22 Investment Adviser (Trainee) (22 Mar 2006 to 1 May 2007)
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Neil Craig Bevan
IRN NCB00012
- (2926)CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2004)
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Neil David Sinfield
IRN NDS00009
- (2767)CF1 Director (AR) (3 Aug 2007 to 29 Oct 2007)
- (2766)CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2003)
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Neil George Dickey
IRN NGD00003
- (2064)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
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Neil Graham
IRN NXG00026
- (1016)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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Neil Irwin Heward
IRN NIH00002
- (1720)CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2002)
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Neil Kempshall
IRN NXK00029
- (712)CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2003)
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Neil Leslie Stevenson
IRN NLS00007
- (720)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
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Neil MacLeod Ross
IRN NMR00005
- (2937)CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2004)
- (2938)CF4 Partner (AR) (1 Dec 2001 to 13 Oct 2004)
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Neil Marshall
IRN NSM01014
- (2234)[FCA CF] Material risk taker (9 Jul 2020 to 30 Sep 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Bureau (Yorkshire) (no longer appointed)
FRN 184005 · Appointed 3 Apr 2003 · Until 17 Jan 2007
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John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
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Mortgage & Investment Solutions Ltd (no longer appointed)
FRN 201276 · Appointed 3 Apr 2003 · Until 1 Jul 2004
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Falkirk Mortgage Services (no longer appointed)
FRN 184541 · Appointed 3 Apr 2003 · Until 20 May 2003
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Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 3 Apr 2003 · Until 7 Jul 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies