Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Clive Collett
IRN CSC00011
- (2327)CF21 Investment Adviser (22 Dec 2004 to 16 Apr 2005)
Clive Denham Austerberry
IRN CDA00006
- (1281)CF1 Director (AR) (1 Dec 2001 to 23 Feb 2005)
Clive Ernest Jefferson
IRN CEJ01022
- (939)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Clive Graham Hancocks
IRN CGH00017
- (1641)CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2002)
Clive John Bailey
IRN CJB00074
- (1261)CF4 Partner (AR) (22 Jan 2002 to 27 Feb 2003)
Clive Motum
IRN CXM00126
- (1554)CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
Clive Richard Butler
IRN CRB00032
- (722)CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2003)
Clive Stuart Rothery
IRN CSR01052
- (1141)CF21 Investment Adviser (11 May 2006 to 29 Oct 2007)
- (1140)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 11 May 2006)
Clive Wilson Gardiner
IRN CWG00006
- (1255)CF21 Investment Adviser (13 Jan 2005 to 20 Apr 2005)
Colette Walker
IRN CXW00153
- (1383)CF4 Partner (AR) (1 Dec 2001 to 10 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

Harding's Estate Agents (no longer appointed)
FRN 201171 · Appointed 1 Sep 1998 · Until 22 May 2003
Borron Shaw (St Helens) Ltd (no longer appointed)
FRN 188959 · Appointed 24 Aug 1998 · Until 17 Jun 2005
Jonathan Robert Davies (no longer appointed)
FRN 187580 · Appointed 12 Aug 1998 · Until 29 Apr 2003
Alexander Estate Agents Ltd (no longer appointed)
FRN 188047 · Appointed 10 Aug 1998 · Until 29 Oct 2002
Property Express (no longer appointed)
FRN 201227 · Appointed 31 Jul 1998 · Until 14 May 2002
Aran Stanton (no longer appointed)
FRN 187896 · Appointed 30 Jul 1998 · Until 11 Jan 2002
Anthony Douglas Limited (no longer appointed)
FRN 188050 · Appointed 29 Jul 1998 · Until 21 Feb 2005
PDL Finance (no longer appointed)
FRN 201172 · Appointed 20 Jul 1998 · Until 25 Sep 2003
Lovetts Property Services (no longer appointed)
FRN 187236 · Appointed 13 Jul 1998 · Until 4 Mar 2003
Warwick Gate Financial Services Ltd (no longer appointed)
FRN 187748 · Appointed 23 Jun 1998 · Until 16 Apr 2003

Updates to this firm's record on the FCA register.

8 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
8 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
8 hours ago
controlled function added: (24)[FCA CF] Significant management
8 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (22)SMF24 Chief Operations
8 hours ago
controlled function added: (21)[FCA CF] Client dealing
8 hours ago
controlled function added: (20)SMF1 Chief Executive
8 hours ago
controlled function added: (19)SMF3 Executive Director
8 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
8 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.