Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul David Craddock
IRN PDC00025
- (685)CF21 Investment Adviser (31 Jan 2006 to 1 Nov 2007)
- (684)CF22 Investment Adviser (Trainee) (13 May 2005 to 31 Jan 2006)
Paul David Gash
IRN PDG00007
- (2838)CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)
Paul Davies
IRN PGD01042
- (2242)CF21 Investment Adviser (19 Feb 2003 to 29 Oct 2007)
- (2241)CF22 Investment Adviser (Trainee) (16 Jan 2002 to 19 Feb 2003)
Paul Demarco
IRN PXD00023
- (2024)CF22 Investment Adviser (Trainee) (26 May 2005 to 10 Jun 2005)
Paul Derek Simms
IRN PXS00144
- (2797)CF21 Investment Adviser (1 Dec 2001 to 27 May 2002)
Paul Eamon Gilmore
IRN PEG00008
- (721)CF21 Investment Adviser (6 May 2003 to 14 Jul 2004)
Paul Edward Archer
IRN PEA00007
- (1713)CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2002)
Paul Edward Hilsley
IRN PEH01046
- (1967)[FCA CF] Material risk taker (10 Mar 2021 to 31 Dec 2021)
Paul Edward Jones
IRN PEJ01024
- (1144)CF22 Investment Adviser (Trainee) (11 Aug 2005 to 24 Jul 2007)
Paul Edward Leonard
IRN PXL00032
- (2545)CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

6 days ago
controlled function added: (26)SMF5 Head of Internal Audit
6 days ago
controlled function added: (25)SMF9 Chair of the Governing Body
6 days ago
controlled function added: (24)[FCA CF] Significant management
6 days ago
controlled function added: (23)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (22)SMF24 Chief Operations
6 days ago
controlled function added: (21)[FCA CF] Client dealing
6 days ago
controlled function added: (20)SMF1 Chief Executive
6 days ago
controlled function added: (19)SMF3 Executive Director
6 days ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
6 days ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.