Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (11 Oct 2012 to 11 Nov 2014)
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- CF30 Customer (13 Jul 2010 to 15 Oct 2012)
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- Employed By (13 Jul 2010 to 15 Oct 2012)
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- CF21 Investment Adviser (6 May 2003 to 14 Jul 2004)
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- (2)Employed By (6 May 2003 to 16 Jul 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (2)Employed By at The Mortgage Shop (NI) Ltd