Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF30 Customer (1 Nov 2007 to 2 Nov 2011)
    • CF21 Investment Adviser (31 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 May 2005 to 31 Jan 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (31 Jan 2006 to 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (13 May 2005 to 31 Jan 2006)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (18 Feb 2004 to 11 Jun 2005)
    • CF22 Investment Adviser (Trainee) (20 May 2003 to 18 Feb 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (18 Feb 2004 to 11 Jun 2005)
    • CF22 Investment Adviser (Trainee) (20 May 2003 to 18 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.