Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2024)
- CF30 Customer (27 Mar 2018 to 31 Mar 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2024)
- CF30 Customer (1 Mar 2017 to 31 Mar 2024)
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- Employed By (1 Mar 2017 to 31 Mar 2024)
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- CF21 Investment Adviser (19 Feb 2003 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 Jan 2002 to 19 Feb 2003)
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- CF21 Investment Adviser (19 Feb 2003 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 Jan 2002 to 19 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.