Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Graham Newitt
IRN GTN00003
- (1953)CF1 Director (26 Oct 2006 to 19 Jan 2008)
Graham Peter Salloway
IRN GPS00018
- (1794)CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2002)
Graham Stanley Bromwich
IRN GSB00015
- (1913)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Graham Westrope
IRN GXW00108
- (1848)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Graham Williams
IRN GXW00085
- (1688)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2003)
Grant Stuart Connell
IRN GSC01067
- (2693)CF21 Investment Adviser (5 Jun 2006 to 21 Jul 2006)
- (2692)CF22 Investment Adviser (Trainee) (30 Jun 2005 to 5 Jun 2006)
Grant Warwick Pickin
IRN GWP00010
- (2498)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
Gregg Harding
IRN GXH00191
- (2248)CF21 Investment Adviser (31 Mar 2006 to 21 Jan 2007)
- (2247)CF22 Investment Adviser (Trainee) (12 Apr 2005 to 31 Mar 2006)
Gregory John Abbott
IRN GJA00011
- (2742)CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2004)
Gregory Jones
IRN GXJ00045
- (1657)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Andrew Kaznowski (no longer appointed)
FRN 196522 · Appointed 30 Aug 2001 · Until 25 Feb 2004
Mortgage Advice Bureau. (no longer appointed)
FRN 207083 · Appointed 29 Aug 2001 · Until 7 Mar 2005
Woodrow Morris (no longer appointed)
FRN 207084 · Appointed 29 Aug 2001 · Until 30 Jun 2003
Iain Munro Genard (no longer appointed)
FRN 196520 · Appointed 28 Aug 2001 · Until 28 Jan 2004
CSM Property Management & Letting Consultants (no longer appointed)
FRN 196525 · Appointed 24 Aug 2001 · Until 10 Dec 2003
Pall Mall Estates (no longer appointed)
FRN 207081 · Appointed 22 Aug 2001 · Until 30 Jul 2002
PAB Property Consultants (no longer appointed)
FRN 196524 · Appointed 22 Aug 2001 · Until 1 May 2003
A1 Mortgages (no longer appointed)
FRN 207080 · Appointed 22 Aug 2001 · Until 1 Dec 2001
Mortgage Funding (Hampshire) Limited (no longer appointed)
FRN 196523 · Appointed 22 Aug 2001 · Until 24 Apr 2003
Farmer & Dyer (no longer appointed)
FRN 207079 · Appointed 22 Aug 2001 · Until 25 Feb 2002

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
10 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
10 hours ago
controlled function added: (24)[FCA CF] Significant management
10 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (22)SMF24 Chief Operations
10 hours ago
controlled function added: (21)[FCA CF] Client dealing
10 hours ago
controlled function added: (20)SMF1 Chief Executive
10 hours ago
controlled function added: (19)SMF3 Executive Director
10 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.