Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Peter Topham
IRN MPT01066
- (2721)CF21 Investment Adviser (30 Apr 2007 to 27 Jul 2007)
- (2720)CF22 Investment Adviser (Trainee) (23 May 2006 to 1 May 2007)
Mark Popple
IRN MWP00016
- (2676)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Mark Rea
IRN MXR01555
- (1596)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Mark Richard Cameron Mairs
IRN RMM00042
- (2277)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
Mark Richard Hilton
IRN MRH00077
- (1367)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
Mark Richard Townson
IRN MRT00017
- (542)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Mark Robert Gould
IRN MRG00026
- (849)CF21 Investment Adviser (28 Apr 2003 to 31 Jul 2007)
- (848)CF22 Investment Adviser (Trainee) (15 Apr 2003 to 28 Apr 2003)
Mark Roderick Hughson
IRN MRH00045
- (2373)CF22 Investment Adviser (Trainee) (26 Apr 2006 to 2 Apr 2007)
Mark Stewart Saving
IRN RXJ00044
- (2308)CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)
Mark Sutton
IRN MXS00117
- (3007)CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2004)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Advice Service Franchise Ltd (no longer appointed)
FRN 210173 · Appointed 27 Feb 2002 · Until 17 Jan 2007
Advisory Mortgage Services (no longer appointed)
FRN 209613 · Appointed 5 Feb 2002 · Until 4 Jul 2005
Grenville Turner (no longer appointed)
FRN 209502 · Appointed 1 Feb 2002 · Until 25 Apr 2006
The Yes Mortgage Centre (no longer appointed)
FRN 208760 · Appointed 16 Jan 2002 · Until 20 Jan 2005
Hinckley & Rugby Financial Services Ltd (no longer appointed)
FRN 208768 · Appointed 16 Jan 2002 · Until 11 Jan 2006
David Davies Estate Agents Ltd (no longer appointed)
FRN 208764 · Appointed 16 Jan 2002 · Until 26 Nov 2004
David Walkers & Associates (no longer appointed)
FRN 208761 · Appointed 16 Jan 2002 · Until 25 Nov 2004
Atlas Financial Services UK Limited (no longer appointed)
FRN 187777 · Appointed 1 Dec 2001 · Until 7 Feb 2003
GTM Accountancy (no longer appointed)
FRN 186464 · Appointed 1 Dec 2001 · Until 20 May 2004
Century 21 McIvor Homes (no longer appointed)
FRN 175405 · Appointed 1 Dec 2001 · Until 29 Jun 2004

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (26)SMF5 Head of Internal Audit
2 days ago
controlled function added: (25)SMF9 Chair of the Governing Body
2 days ago
controlled function added: (24)[FCA CF] Significant management
2 days ago
controlled function added: (23)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (22)SMF24 Chief Operations
2 days ago
controlled function added: (21)[FCA CF] Client dealing
2 days ago
controlled function added: (20)SMF1 Chief Executive
2 days ago
controlled function added: (19)SMF3 Executive Director
2 days ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
2 days ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.