Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Clive Collett
IRN CSC00011
- (2327)CF21 Investment Adviser (22 Dec 2004 to 16 Apr 2005)
Clive Denham Austerberry
IRN CDA00006
- (1281)CF1 Director (AR) (1 Dec 2001 to 23 Feb 2005)
Clive Ernest Jefferson
IRN CEJ01022
- (939)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Clive Graham Hancocks
IRN CGH00017
- (1641)CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2002)
Clive John Bailey
IRN CJB00074
- (1261)CF4 Partner (AR) (22 Jan 2002 to 27 Feb 2003)
Clive Motum
IRN CXM00126
- (1554)CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
Clive Richard Butler
IRN CRB00032
- (722)CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2003)
Clive Stuart Rothery
IRN CSR01052
- (1141)CF21 Investment Adviser (11 May 2006 to 29 Oct 2007)
- (1140)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 11 May 2006)
Clive Wilson Gardiner
IRN CWG00006
- (1255)CF21 Investment Adviser (13 Jan 2005 to 20 Apr 2005)
Colette Walker
IRN CXW00153
- (1383)CF4 Partner (AR) (1 Dec 2001 to 10 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

Peter Mooney Estate Agents (no longer appointed)
FRN 201209 · Appointed 1 Nov 1997 · Until 27 Aug 2002
Bennett Clarke Estate Agency (no longer appointed)
FRN 201135 · Appointed 1 Nov 1997 · Until 23 Nov 2005
The Mortgage Service (no longer appointed)
FRN 186472 · Appointed 30 Oct 1997 · Until 27 Aug 2003
Parkers Estate Agents (no longer appointed)
FRN 186057 · Appointed 24 Oct 1997 · Until 9 Jul 2002
Roger Tyers Associates (Brackley) Limited (no longer appointed)
FRN 185788 · Appointed 21 Oct 1997 · Until 1 Dec 2001
Abe Estates Limited (no longer appointed)
FRN 201139 · Appointed 13 Oct 1997 · Until 9 Oct 2003
Williams Estate Agents (no longer appointed)
FRN 181265 · Appointed 8 Oct 1997 · Until 1 Dec 2001
Century 21 Oak House Real Estate (no longer appointed)
FRN 201102 · Appointed 6 Oct 1997 · Until 1 Dec 2001
Thomas Merrifield (Didcot) Limited (no longer appointed)
FRN 187229 · Appointed 1 Oct 1997 · Until 7 Apr 2003
Sterling Mortgage & Financial Services (no longer appointed)
FRN 185202 · Appointed 1 Oct 1997 · Until 17 Sep 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.