Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kevin Robert Snelling
IRN KRS00005
- (1023)CF22 Investment Adviser (Trainee) (5 Aug 2003 to 12 Sep 2003)
Kevin Vincent Hull
IRN KVH00004
- (2788)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
Kevin Walter Munro
IRN KWM00003
- (2948)CF1 Director (AR) (24 Mar 2004 to 20 Nov 2009)
- (2947)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Kevin Wilson
IRN KXW01177
- (1256)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
Kieran Martin Gerard Byrne
IRN KMB00023
- (2944)CF1 Director (AR) (11 Jul 2007 to 29 Oct 2007)
- (2943)CF21 Investment Adviser (1 Dec 2001 to 12 May 2003)
Kieran Patrick Michael Hartnett
IRN KXH00074
- (2208)CF21 Investment Adviser (3 Jul 2002 to 28 Feb 2003)
- (2207)CF22 Investment Adviser (Trainee) (3 Jul 2002 to 3 Jul 2002)
Kim James
IRN KXJ00093
- (3054)SMF4 Chief Risk (5 Oct 2021 to 4 Aug 2023)
- (3055)[FCA CF] Material risk taker (12 Apr 2021 to 22 Jul 2021)
Kim Peter George Foster
IRN KXF00005
- (808)CF4 Partner (AR) (1 Dec 2001 to 4 Mar 2003)
Kofi Addison-Sakyi
IRN KXA00039
- (2901)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
- (2902)CF7 Sole Trader (AR) (1 Dec 2001 to 14 Feb 2003)
Kurt Morriesen
IRN KXM00415
- (2601)[FCA CF] Material risk taker (16 Feb 2022 to 2 Mar 2023)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.