Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Clive Collett
IRN CSC00011
- (2327)CF21 Investment Adviser (22 Dec 2004 to 16 Apr 2005)
Clive Denham Austerberry
IRN CDA00006
- (1281)CF1 Director (AR) (1 Dec 2001 to 23 Feb 2005)
Clive Ernest Jefferson
IRN CEJ01022
- (939)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Clive Graham Hancocks
IRN CGH00017
- (1641)CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2002)
Clive John Bailey
IRN CJB00074
- (1261)CF4 Partner (AR) (22 Jan 2002 to 27 Feb 2003)
Clive Motum
IRN CXM00126
- (1554)CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
Clive Richard Butler
IRN CRB00032
- (722)CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2003)
Clive Stuart Rothery
IRN CSR01052
- (1141)CF21 Investment Adviser (11 May 2006 to 29 Oct 2007)
- (1140)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 11 May 2006)
Clive Wilson Gardiner
IRN CWG00006
- (1255)CF21 Investment Adviser (13 Jan 2005 to 20 Apr 2005)
Colette Walker
IRN CXW00153
- (1383)CF4 Partner (AR) (1 Dec 2001 to 10 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Advice Shop York (no longer appointed)
FRN 161279 · Appointed 13 Sep 1991 · Until 2 Jun 2004
Bridges Estate Agents Limited (no longer appointed)
FRN 164322 · Appointed 1 Sep 1991 · Until 1 Dec 2001
Christopher Kemp Estate Agents (no longer appointed)
FRN 200907 · Appointed 1 Sep 1991 · Until 13 Mar 2003
Financial Advice Service (Enfield) (no longer appointed)
FRN 160392 · Appointed 1 Sep 1991 · Until 1 Jun 2004
Town and Country PS Newcastle Under Lyme (no longer appointed)
FRN 200788 · Appointed 1 Sep 1991 · Until 1 Dec 2001
En Route Insurance Consultants (no longer appointed)
FRN 157119 · Appointed 20 Aug 1991 · Until 6 Aug 2004
RJ Harborborough Estate Agents & Valuers (no longer appointed)
FRN 200917 · Appointed 19 Aug 1991 · Until 1 Dec 2001
Gary Wilfred Dunkerley Partners Estate Agents (no longer appointed)
FRN 175017 · Appointed 1 Aug 1991 · Until 1 Dec 2001
Basingstoke Mortgage Services (no longer appointed)
FRN 194386 · Appointed 26 Jul 1991 · Until 25 Feb 2003
Sterling Estate Agents and Valuers (no longer appointed)
FRN 182688 · Appointed 21 Jul 1991 · Until 25 Nov 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.