Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Desmond Manton
IRN DXM00176
- (599)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2002)
Dharmesh Rameshchandra Upadhyaya
IRN DRU00003
- (2283)CF21 Investment Adviser (22 Dec 2004 to 21 Jun 2005)
Dialina Amina Peddie
IRN DAP01094
- (1238)CF21 Investment Adviser (3 Jul 2002 to 22 Aug 2003)
- (1237)CF22 Investment Adviser (Trainee) (3 Jul 2002 to 3 Jul 2002)
Diana Susan Miller
IRN DSM01050
- (3133)CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2010)
Diana Wetherell
IRN DXW01569
- (1272)CF4 Partner (AR) (13 Apr 2005 to 17 Jul 2007)
Diane Gibbs
IRN DXG00370
- (2598)SMF3 Executive Director (21 Jul 2025 to 6 Feb 2026)
- (2599)[FCA CF] Material risk taker (11 May 2023 to 21 Jul 2025)
- (2600)[FCA CF] Manager of certification employee (6 May 2022 to 21 Jul 2025)
Diane Jane Hosie
IRN DJH01515
- (25)SMF9 Chair of the Governing Body (since 31 Aug 2022)
Diane Needham
IRN DXR00141
- (2093)CF21 Investment Adviser (18 Jan 2005 to 25 Feb 2005)
Diarmuid Tomas Quealy
IRN DTQ00001
- (2708)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Dilipkumar Arjan Ladwa
IRN DXL00062
- (838)CF1 Director (AR) (1 Dec 2001 to 23 Nov 2004)

Smaller firms operating under this firm's FCA authorisation.

Larards (no longer appointed)
FRN 194185 · Appointed 6 Nov 2000 · Until 26 Nov 2004
Money Matters (NW) Ltd (no longer appointed)
FRN 194186 · Appointed 2 Nov 2000 · Until 2 Feb 2005
McAtavey Property Services (no longer appointed)
FRN 194195 · Appointed 1 Nov 2000 · Until 2 Jun 2003
Anagram Financial Services Ltd (no longer appointed)
FRN 194696 · Appointed 1 Nov 2000 · Until 19 Oct 2005
Ray Richards & Associates (no longer appointed)
FRN 194387 · Appointed 1 Nov 2000 · Until 18 Oct 2004
Powergen UK Plc (no longer appointed)
FRN 194189 · Appointed 23 Oct 2000 · Until 13 Nov 2002
R R Clarke Professional Associates (no longer appointed)
FRN 194198 · Appointed 19 Oct 2000 · Until 3 Dec 2002
BDML Connect Ltd (no longer appointed)
FRN 194190 · Appointed 12 Oct 2000 · Until 25 Feb 2002
Wild & Griffiths (no longer appointed)
FRN 162816 · Appointed 10 Oct 2000 · Until 27 Sep 2004
Morrison Property Services Ltd (no longer appointed)
FRN 193716 · Appointed 10 Oct 2000 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.