Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Assurance Society LtdOne Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031242000
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Complaints Contact
Legal & General Assurance Society LtdFour Central SquareCardiffCF10 1FSUNITED KINGDOM- Phone
- +4408002941120
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional
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Investment Advice (no pensions)
For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Consumer Loans
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Runs Stakeholder Pensions
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Runs Personal Pensions
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Loan Servicing
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Antony Robinson
IRN AXR00150
- (153)CF22 Investment Adviser (Trainee) (7 Feb 2005 to 12 Aug 2005)
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Aran Reynolds
IRN AXR00785
- (305)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- (306)[FCA CF] Functions requiring qualifications (since 10 Jul 2023)
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Arron Bardoe
IRN AXB01865
- (2217)CF22 Investment Adviser (Trainee) (10 Nov 2003 to 18 Aug 2006)
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Arthur Hunter
IRN AXH00164
- (1595)CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
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Ashfaq Ramzan
IRN AAR00016
- (2218)CF22 Investment Adviser (Trainee) (6 Nov 2003 to 28 Feb 2005)
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Ashleigh Osborne
IRN AXO00289
- (212)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- (211)19. Administrative functions in relation to the operation of stakeholder pension schemes
- (213)17. Administrative functions in relation to managing investments
- (214)[FCA CF] Functions requiring qualifications (since 11 Jan 2024)
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Ashley FAGAN
IRN AMF01089
- (82)[FCA CF] Manager of certification employee (since 16 Oct 2025)
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Ashley Gendler
IRN GXA00042
- (757)CF1 Director (AR) (1 Dec 2001 to 16 Jan 2006)
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Ashley John Hooper
IRN AJH00123
- (2431)CF21 Investment Adviser (1 Dec 2001 to 27 Nov 2002)
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Ashok Kumar Vij
IRN AKV00002
- (944)CF21 Investment Adviser (3 Feb 2003 to 12 Mar 2004)
- (945)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Feb 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Cotswold Financial Services Ltd (no longer appointed)
FRN 190489 · Appointed 22 Oct 1990 · Until 1 Dec 2001
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Executive Financial Management (no longer appointed)
FRN 159416 · Appointed 11 Oct 1990 · Until 6 Aug 2004
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Premiere Financial Consultants (no longer appointed)
FRN 176690 · Appointed 4 Oct 1990 · Until 19 May 2004
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Selston Financial Services (no longer appointed)
FRN 157067 · Appointed 1 Oct 1990 · Until 11 May 2004
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The New Homes Group Limited (no longer appointed)
FRN 159296 · Appointed 24 Sep 1990 · Until 10 Mar 2005
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Aberdeen Mortgage Centre (no longer appointed)
FRN 161261 · Appointed 11 Sep 1990 · Until 19 Oct 2005
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Prospect Financial Services (no longer appointed)
FRN 175937 · Appointed 7 Sep 1990 · Until 17 Jan 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (186)[FCA CF] Functions requiring qualifications
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controlled function added: (185)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
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controlled function added: (184)[FCA CF] Functions requiring qualifications
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controlled function added: (183)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
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controlled function added: (182)[FCA CF] Functions requiring qualifications
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controlled function added: (181)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
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controlled function added: (180)[FCA CF] Functions requiring qualifications
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controlled function added: (179)[FCA CF] Manager of certification employee
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controlled function added: (178)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
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controlled function added: (177)[FCA CF] Functions requiring qualifications