Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Legal and General Assurance Society Limited
FRN 117659
- [FCA CF] Manager of certification employee (since 16 Oct 2025)
-
- [FCA CF] Manager of certification employee (since 16 Oct 2025)
- [FCA CF] Client dealing (since 8 Jan 2025)
-
- [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Apr 2024)
- CF30 Customer (1 Oct 2019 to 8 Dec 2019)
-
- CF30 Customer (16 Feb 2011 to 15 Nov 2013)
-
- CF30 Customer (16 Feb 2011 to 15 Nov 2013)
-
- CF30 Customer (16 Feb 2011 to 15 Nov 2013)
-
- CF30 Customer (1 Nov 2007 to 22 Sep 2008)
- CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.