Legal and General Assurance Society Limited

Date authorised
1 April 2013
Companies House
00166055
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Assurance Society Ltd
    One Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031242000
    Web
    https://www.legalandgeneral.com

  • Complaints Contact

    Legal & General Assurance Society Ltd
    Four Central Square
    Central Square
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Commercial, Professional

  • Investment Advice (no pensions)

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Runs Stakeholder Pensions

  • Runs Personal Pensions

  • Loan Servicing

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elsa Marina Nascimento Vieira

    IRN EXN42854

    • (1283)[FCA CF] Functions requiring qualifications (10 Dec 2018 to 7 Sep 2020)
  • Elsie Robina Abel

    IRN ERA00001

    • (1084)CF22 Investment Adviser (Trainee) (1 Feb 2005 to 1 May 2005)
  • Emilio De Vivo

    IRN EXD00021

    • (767)CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2001)
  • Emma Byron

    IRN EMB01114

    • (75)[FCA CF] Significant management (since 1 Sep 2022)
    • (2611)SMF18 Other Overall Responsibility (16 Apr 2021 to 18 Jul 2022)
    • (2614)[PRA CF] Significant risk taker or Material risk taker (18 Mar 2021 to 26 May 2021)
    • (2615)[FCA CF] Client dealing (1 Apr 2020 to 12 Sep 2022)
    • (2617)[FCA CF] Significant management (1 Apr 2020 to 1 Apr 2021)
    • (2616)[FCA CF] Manager of certification employee (1 Apr 2020 to 1 Apr 2021)
    • (2613)[PRA CF] Key function holder (10 Dec 2018 to 12 Sep 2022)
    • (2612)CF29 Significant management (18 May 2018 to 9 Dec 2018)
  • Emma Elizabeth Douglas

    IRN EED01005

    • (2644)[PRA CF] Significant risk taker or Material risk taker (18 Mar 2021 to 4 May 2021)
    • (2645)[FCA CF] Client dealing (1 Apr 2020 to 4 May 2021)
    • (2642)SMF6 Head of Key Business Areas (8 Apr 2019 to 1 Jan 2021)
    • (2643)CF29 Significant management (14 Jun 2016 to 9 Dec 2018)
  • Emma Elizabeth Holden

    IRN EEH01026

    • (334)SMF18 Other Overall Responsibility (since 2 Feb 2026)
  • Emma Hamilton-Smith

    IRN EXH00363

    • (2242)[FCA CF] Functions requiring qualifications (30 Sep 2024 to 8 Jan 2025)
  • Emma Hardaker-Jones

    IRN EXH08776

    • (2103)[PRA CF] Key function holder (1 Jan 2024 to 15 Oct 2025)
    • (2102)SMF18 Other Overall Responsibility (29 Mar 2019 to 15 Oct 2025)
  • Emma Kelly

    IRN EXD01118

    • (1855)CF4 Partner (AR) (8 Jul 2002 to 8 Feb 2005)
  • Emma Louise Ford

    IRN ELB00005

    • (159)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • David Vallance Gibb (no longer appointed)

    FRN 195813 · Appointed 1 May 2001 · Until 7 Sep 2004

  • Harrison Brant (no longer appointed)

    FRN 201985 · Appointed 27 Apr 2001 · Until 1 Dec 2001

  • Margaret Currie (no longer appointed)

    FRN 201992 · Appointed 27 Apr 2001 · Until 14 May 2002

  • Mark Beaumont Ltd (no longer appointed)

    FRN 201986 · Appointed 27 Apr 2001 · Until 10 Jan 2003

  • Bond Estates (no longer appointed)

    FRN 195592 · Appointed 27 Apr 2001 · Until 20 Mar 2002

  • First Residential (no longer appointed)

    FRN 195593 · Appointed 26 Apr 2001 · Until 20 Mar 2002

  • Whitegates (no longer appointed)

    FRN 201990 · Appointed 25 Apr 2001 · Until 1 May 2003

  • Stephen Dickson (no longer appointed)

    FRN 195528 · Appointed 24 Apr 2001 · Until 1 Dec 2001

  • Elysium Properties Ltd (no longer appointed)

    FRN 202005 · Appointed 24 Apr 2001 · Until 15 Nov 2002

  • Kinleigh (South East) Ltd (no longer appointed)

    FRN 201991 · Appointed 23 Apr 2001 · Until 26 Mar 2003

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (366)SMF11 Chair of the Audit Committee

  2. controlled function added: (365)Director of firm who is not a certification employee or a SMF manager

  3. controlled function added: (364)[PRA CF] Key function holder

  4. controlled function added: (363)SMF2 Chief Finance

  5. controlled function added: (362)[FCA CF] Manager of certification employee

  6. controlled function added: (361)[PRA CF] Significant risk taker or Material risk taker

  7. controlled function added: (360)[PRA CF] Managing a material risk taker

  8. controlled function added: (359)[FCA CF] Significant management

  9. controlled function added: (358)[FCA CF] Manager of certification employee

  10. controlled function added: (357)[FCA CF] Material risk taker

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