Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Legal and General Assurance Society Limited
FRN 117659
- [FCA CF] Significant management (since 1 Sep 2022)
- [FCA CF] Manager of certification employee (18 Jul 2022 to 12 Sep 2022)
- SMF18 Other Overall Responsibility (16 Apr 2021 to 18 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Mar 2021 to 26 May 2021)
- [FCA CF] Client dealing (1 Apr 2020 to 12 Sep 2022)
- [FCA CF] Significant management (1 Apr 2020 to 1 Apr 2021)
- [PRA CF] Key function holder (10 Dec 2018 to 12 Sep 2022)
- CF29 Significant management (18 May 2018 to 9 Dec 2018)
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- CF1 Director (AR) (5 Oct 2019 to 9 Mar 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.