Legal and General Assurance (Pensions Management) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Insurance Policies
For All, Life and annuity, Linked long-term, Pension fund management
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Issues Insurance
For All, Life and annuity, Linked long-term, Pension fund management
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Caroline Ramscar
IRN CAR01110
- [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
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Carwyn Alan Jones
IRN CAJ01096
- CF11 Money Laundering Reporting (10 Feb 2012 to 6 Mar 2015)
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Charles Peter Ullman
IRN CPU00002
- [PRA CF] Significant risk taker or Material risk taker (5 May 2021 to 13 May 2024)
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Chris De Marco
IRN CAD01054
- CF1 Director (7 Jun 2016 to 31 Jan 2017)
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Chris James Neville
IRN CXN67408
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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Christopher George Lyons
IRN CGL01015
- [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
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Christopher James Knight
IRN CJK01092
- SMF7 Group Entity Senior Manager (since 15 Apr 2021)
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Christopher Peter Chambers
IRN CPC01028
- CF8 Apportionment and Oversight (3 Jan 2006 to 1 Apr 2010)
- CF1 Director (3 Jan 2006 to 1 Apr 2010)
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Christopher Philip Jones
IRN CPJ01024
- SMF11 Chair of the Audit Committee (since 2 Mar 2022)
- [PRA CF] Key function holder (since 1 Jun 2021)
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Christopher Robinson
IRN CXR01099
- CF1 Director (1 Dec 2001 to 31 Dec 2004)
- CF3 Chief Executive (1 Dec 2001 to 31 Dec 2004)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2004)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.