Legal and General Assurance (Pensions Management) Limited

Date authorised
1 April 2013
Companies House
01006112
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
  • Complaints Contact

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caroline Ramscar

    IRN CAR01110

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
  • Carwyn Alan Jones

    IRN CAJ01096

    • CF11 Money Laundering Reporting (10 Feb 2012 to 6 Mar 2015)
  • Charles Peter Ullman

    IRN CPU00002

    • [PRA CF] Significant risk taker or Material risk taker (5 May 2021 to 13 May 2024)
  • Chris De Marco

    IRN CAD01054

    • CF1 Director (7 Jun 2016 to 31 Jan 2017)
  • Chris James Neville

    IRN CXN67408

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Christopher George Lyons

    IRN CGL01015

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
  • Christopher James Knight

    IRN CJK01092

    • SMF7 Group Entity Senior Manager (since 15 Apr 2021)
  • Christopher Peter Chambers

    IRN CPC01028

    • CF8 Apportionment and Oversight (3 Jan 2006 to 1 Apr 2010)
    • CF1 Director (3 Jan 2006 to 1 Apr 2010)
  • Christopher Philip Jones

    IRN CPJ01024

    • SMF11 Chair of the Audit Committee (since 2 Mar 2022)
    • [PRA CF] Key function holder (since 1 Jun 2021)
  • Christopher Robinson

    IRN CXR01099

    • CF1 Director (1 Dec 2001 to 31 Dec 2004)
    • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2004)

Recent activity

Updates to this firm's record on the FCA register.

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