Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Legal and General Assurance Society Limited
FRN 117659
- [FCA CF] Significant management (since 10 Dec 2018)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 11 Jan 2023)
- [FCA CF] Manager of certification employee (10 Dec 2018 to 11 Jan 2023)
- [PRA CF] Key function holder (10 Dec 2018 to 5 Dec 2022)
- CF29 Significant management (4 Apr 2017 to 9 Dec 2018)
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- CF1 Director (7 Jun 2016 to 31 Jan 2017)
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- CF30 Customer (3 Dec 2015 to 31 Jan 2017)
- CF29 Significant management (11 May 2015 to 31 Jan 2017)
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- CF30 Customer (21 Jan 2010 to 14 May 2012)
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- CF30 Customer (1 Nov 2007 to 24 Jun 2009)
- CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 17 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.