Legal and General Assurance (Pensions Management) Limited

• Principal Place of Business

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

  Web

  https://www.lgim.com

• Complaints Contact

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Simon James Thompson

  IRN SJT01119

  • CF1 Director (5 Mar 2015 to 5 Feb 2016)
• Simon Robert Pistell

  IRN SRP01039

  • SMF4 Chief Risk (10 Dec 2018 to 1 May 2019)
  • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
  • CF28 Systems and controls (20 Jul 2015 to 6 Mar 2016)
• Simon William David Fraser

  IRN SXF00319

  • SMF9 Chair of the Governing Body (6 Nov 2019 to 23 Feb 2024)
  • [PRA CF] Key function holder (10 Dec 2018 to 29 Feb 2024)
• Siobhan Geraldine Boylan

  IRN SXB02145

  • SMF2 Chief Finance (10 Dec 2018 to 18 Jan 2019)
  • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
  • CF1 Director (10 Jul 2013 to 6 Mar 2016)
• Sonja Laud

  IRN SXS02053

  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 27 Feb 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Feb 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 27 Feb 2026)
• Sophia Hunt

  IRN SXH00407

  • [FCA CF] Client dealing (12 Jan 2021 to 13 Dec 2022)
• Stefan Bilby

  IRN SXB16743

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 May 2021)
  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 9 Dec 2019)
• Stephen Andrew Johnson

  IRN SAJ01047

  • [FCA CF] Client dealing (20 Jan 2022 to 3 May 2022)
• Stephen Licence

  IRN SCL01080

  • SMF5 Head of Internal Audit (since 10 Dec 2018)
  • [PRA CF] Key function holder (since 10 Dec 2018)
  • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
  • CF28 Systems and controls (15 Oct 2014 to 6 Mar 2016)
• Stephen Rumbles

  IRN SJR00014

  • [FCA CF] Manager of certification employee (24 Apr 2020 to 31 Mar 2022)

No changes recorded yet.