Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- SMF7 Group Entity Senior Manager (since 16 Jul 2024)
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ST. JAMES'S PLACE UK PLC
FRN 150026
- SMF7 Group Entity Senior Manager (since 16 Jul 2024)
- Director of firm who is not a certification employee or a SMF manager (22 Apr 2024 to 11 Nov 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- SMF7 Group Entity Senior Manager (since 16 Jul 2024)
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- SMF7 Group Entity Senior Manager (since 16 Jul 2024)
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- SMF7 Group Entity Senior Manager (29 Feb 2020 to 6 Nov 2020)
- CF2 Non Executive Director (30 Jan 2015 to 17 Sep 2019)
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- SMF9 Chair of the Governing Body (6 Nov 2019 to 23 Feb 2024)
- [PRA CF] Key function holder (10 Dec 2018 to 29 Feb 2024)
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- SMF13 Chair of the Nominations Committee (31 Jan 2019 to 18 May 2023)
- SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 18 May 2023)
- SIMF12 Chair of the Remuneration Committee (1 May 2018 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.