Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075
  • Complaints Contact

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ellen Morris-Dudding

    IRN EXM00365

    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 1 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2023)
  • Ellie Robinson

    IRN EXR00037

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 22 Oct 2021)
  • Elliott Witt

    IRN EXW85462

    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
    • [FCA CF] Manager of certification employee (since 3 Jul 2023)
  • Emma Peters

    IRN EXP00023

    • [FCA CF] Functions requiring qualifications (6 Sep 2019 to 8 Aug 2023)
  • Erin Kathleen O'Hehir

    IRN EXO00073

    • [FCA CF] Functions requiring qualifications (2 Mar 2023 to 4 Dec 2024)
  • Farah Adiba Buckley

    IRN FAS01021

    • [PRA CF] Key function holder (since 1 Apr 2025)
    • SMF11 Chair of the Audit Committee (since 5 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2023)
    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2023 to 31 Mar 2025)
  • Frank Rigby Dee

    IRN FRD01005

    • CF2 Non Executive Director (1 Dec 2001 to 2 Apr 2008)
  • Freya Stoddart

    IRN FXS00049

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Jun 2024)
  • Gareth John Hoskin

    IRN GJH01104

    • SMF14 Senior Independent Director (1 Apr 2019 to 31 Mar 2025)
    • [PRA CF] Key function holder (10 Dec 2018 to 31 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Mar 2025)
    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 31 Mar 2025)
    • CF2 Non Executive Director (11 Nov 2015 to 6 Mar 2016)
  • Gary M Mitchell

    IRN GMM01107

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Dec 2020)
    • CF29 Significant management (27 Feb 2015 to 6 Mar 2016)
    • CF1 Director (10 Feb 2011 to 23 Jan 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.