Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075
  • Complaints Contact

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geraldine Kemp-Klotz

    IRN GXK00278

    • [FCA CF] Significant management (since 19 Nov 2025)
    • SMF18 Other Overall Responsibility (since 19 Nov 2025)
    • [FCA CF] Material risk taker (since 1 Jun 2025)
  • Graeme McRitchie

    IRN GXM00820

    • [PRA CF] Significant risk taker or Material risk taker (since 26 Jan 2026)
  • Graham Christian Priestley

    IRN GXP00061

    • [FCA CF] Client dealing (10 Dec 2018 to 8 Aug 2021)
  • Helen Mallenby

    IRN HXM00036

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2018)
  • Howard Christopher Mewton Marsh

    IRN HXM00343

    • [PRA CF] Significant risk taker or Material risk taker (15 May 2023 to 13 Oct 2023)
  • IAN PAUL RILEY

    IRN IPR01024

    • CF29 Significant management (27 Feb 2015 to 6 Mar 2016)
  • Iain Charles Andrew Cornish

    IRN ICC01026

    • [PRA CF] Significant risk taker or Material risk taker (3 Apr 2020 to 28 Feb 2025)
    • [FCA CF] Material risk taker (3 Apr 2020 to 28 Feb 2025)
    • [FCA CF] Significant management (20 Feb 2020 to 28 Feb 2025)
    • SMF9 Chair of the Governing Body (20 Feb 2020 to 28 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2019 to 3 Apr 2020)
  • Ian Marshall

    IRN IXM01151

    • CF2 Non Executive Director (10 Mar 2004 to 12 Feb 2010)
  • Ian Paul Riley

    IRN IXR00002

    • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
  • Ian Robertson

    IRN IXR01163

    • CF2 Non Executive Director (4 Dec 2008 to 31 Dec 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.