Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075
  • Complaints Contact

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian William Ward

    IRN IWW01007

    • Responsible for Insurance Mediation (14 Jan 2005 to 9 Aug 2011)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF3 Chief Executive (1 Dec 2001 to 9 Aug 2011)
    • CF1 Director (1 Dec 2001 to 16 Dec 2011)
  • Jack Anthony Wray

    IRN JXW00611

    • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 24 Nov 2023)
  • James Alexander Keatley

    IRN JXK65662

    • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2021 to 28 Jan 2026)
  • James David Hansford

    IRN JXH01201

    • [FCA CF] Client dealing (since 29 Aug 2023)
  • James Matthew Berkshire

    IRN JXB00497

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 13 Jun 2024)
  • Jane Nicholson

    IRN JXN00021

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2018)
  • Janice Cahill

    IRN JXC01163

    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 1 May 2023)
    • [FCA CF] Functions requiring qualifications (since 1 May 2023)
  • Jennifer Kaur Ryatt

    IRN JXR00596

    • [PRA CF] Significant risk taker or Material risk taker (17 Jul 2023 to 9 Jan 2024)
    • [FCA CF] Material risk taker (24 Aug 2022 to 16 Jul 2023)
    • [FCA CF] Manager of certification employee (24 Aug 2022 to 16 Jul 2023)
  • Jessica Louise Bradshaw

    IRN JXB00131

    • [FCA CF] Manager of certification employee (14 Jun 2019 to 24 Sep 2021)
  • Joanne Butler-Blaney

    IRN JXB00135

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.