Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075
  • Complaints Contact

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Anthony Hunt

    IRN JAH01462

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 15 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 15 Apr 2021)
    • CF2 Non Executive Director (24 Apr 2015 to 6 Mar 2016)
  • John Michael Cole

    IRN JMC01338

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2018)
  • John Norman Anderson

    IRN JNA01021

    • CF2 Non Executive Director (1 Aug 2006 to 27 Mar 2012)
  • John Richard Atkinson

    IRN JXA00051

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2018)
  • Jonathan Daniel Barlow-Bailey

    IRN JXB65673

    • SMF2 Chief Finance (since 21 Jan 2026)
    • [FCA CF] Significant management (since 1 Jan 2026)
    • [PRA CF] Key function holder (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 1 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2022)
  • Joseph Robert Munro

    IRN JXM00334

    • [FCA CF] Client dealing (4 Jan 2021 to 2 Aug 2021)
  • Julie Adele Lawman

    IRN JAL01128

    • CF28 Systems and controls (1 Nov 2007 to 3 Feb 2014)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
  • Kali Blake

    IRN KXB00363

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2023)
  • Karen Georgina Bassett

    IRN KXB01300

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Oct 2023)
    • [PRA CF] Key function holder (10 Dec 2018 to 31 Oct 2023)
    • SMF5 Head of Internal Audit (7 Mar 2016 to 31 Oct 2023)
    • CF28 Systems and controls (5 Nov 2013 to 6 Mar 2016)
  • Karen Rita Wint

    IRN KRW01055

    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Dec 2019)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2019)
    • [PRA CF] Key function holder (10 Dec 2018 to 31 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Dec 2019)
    • SMF24 Chief Operations (5 Apr 2018 to 31 Dec 2019)
    • SMF3 Executive Director (7 Mar 2016 to 31 Dec 2019)
    • CF1 Director (1 Dec 2012 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.